Job Details

Compliance Officer
Asset Management

Posted: 14 February 2024


Description

A DIFC-based Asset Management firm is seeking to hire a Compliance Officer for their Middle East office. The company offers global Asset Management and Private Banking services, and are expanding rapidly in Dubai. This position will be the lead Compliance professional for the region and we are looking for an experienced DIFC/DFSA approved person.

The Role: 

  • Ensure the firm is following regulatory and legal requirements, internal policies, and bylaws. 
  • Work with management and staff to identify and manage regulatory risk. 
  • Establish and implement internal controls to measure and manage risks. lead internal audits of procedures. 
  • Reviewing and setting standards for outside communications 
  • Act as the authorized point of contact for the Financial Services Regulatory Authority (FSRA) or the Dubai Financial Services Authority (DFSA). 
  • Lead the charge regarding the company’s compliance culture. 

Requirements

    • Approximately 10+ years’ experience (flexible if a candidate meets all other requirements). 
    • Experienced in Compliance within DIFC/ DFSA entities. 
    • CAMS Qualified and experienced with AML and KYC policies. 
    • Risk Management expertise 
    • Experience designing frameworks for financial crimes. 

Salary:

$163000 - $200000 Annually

Bonus:

Discretionary Bonus

Location

Dubai

Job Type

Full Time

Experience

8-12 Years

Industry

Asset Management